Who rates the securities created in the REG D market? (Use the acronym)

Question

BlackTom AI · Accepted Answer

The question asks for the acronym of the entity that rates securities created in the REG D market.
In this context, the term to use is NRSRO, which stands for Nationally Recognized Statistical Rating Organization.
SEC rules designate NRSROs as the approved class of credit rating agencies that can issue ratings used for regulatory purposes, including certain offerings under exemptions such as Regulation D.
While examples of individual rating agencies (e.g., Standard & Poor's, Moody's, Fitch) come to mind, the question specifically asks for the acronym describing the recognized rating organizations, which is NRSRO.
So, the key acronym to provide is NRSRO, reflecting the SEC-designated rating entities rather than a generic description of rating agencies.

BUSFIN 4236 SP2025 (5326) Capital Markets - FINAL EXAM- Requires Respondus LockDown Browser

Who rates the securities created in the REG D market? (Use the acronym)

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